Legal Aspects of Financial Services Regulation and the Concept of a Unified Regulator


Author: Kenneth Kaoma Mwenda
Publisher: World Bank Publications
ISBN: 082136460X
Category: Business & Economics
Page: 161
View: 9669
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That different types of financial services and products continue to spring up in the financial sector of many countries is indicative of the changing landscape of the financial services industry globally. Equally important, as indicators of the evolving trajectory of financial services regulation, are increases in the number of countries where universal banking is practiced and in numbers of parent and subsidiary companies providing different types of financial services and products. This book is written against that background. A central thesis pursued in the book is that until there is a longer track record of experience with unified regulators, it is difficult to come to firm conclusions about the restructuring process of regulators, and the optimal internal structure of such agencies. In addition, the book examines the concept of an independent regulator, showing how this concept, as a corollary to the concept of a unified regulator, could strengthen the regulatory and institutional framework for financial services supervision if accountability were to be part of such a framework.

Regulatory Frameworks for Water Resources Management

A Comparative Study
Author: Salman M. A. Salman,Daniel D. Bradlow
Publisher: World Bank Publications
ISBN: 0821365207
Category: Nature
Page: 198
View: 5642
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This title examines how regulatory frameworks have addressed the various basic issues related to water resources management, and provides a comparative analysis of those issues. It elicits and discusses what it considers are the essential elements for a regulatory framework for water resources management, and identifies some emerging trends.

Die Reform der Bankenaufsicht in der Europäischen Union


Author: Natalia Kohtamäki
Publisher: Mohr Siebeck
ISBN: 9783161517914
Category: Law
Page: 249
View: 7630
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English summary: As an answer to the financial crisis of 2008/2009, the European Union established the European System of Financial Supervision (ESFS) starting on 1 January 2011. Resulting from this development, the nationally fragmented financial supervision gained a European dimension. Natalia Kohtamaki analyzes the new institutional structure and discusses the legal questions which have arisen due to the reform. German description: Die Einfuhrung der neuen institutionellen Struktur der europaischen Aufsichtsbehorden gehort zu den bedeutendsten Reformen der Europaischen Union nach der Finanzkrise von 2008/2009. Zum 1. Januar 2011 entstanden drei EU-Aufsichtsagenturen, die fur die mikroprudentielle Finanzaufsicht zustandig sind, sowie der bei der Europaischen Zentralbank angesiedelte Europaische Ausschuss fur Systemrisiken, der sich mit der makroprudentiellen Finanzaufsicht des europaischen Finanzbinnenmarktes befasst. Natalia Kohtamaki analysiert den Reformprozess und bietet eine Gesamtschau des neuen Finanzaufsichtssystems an. Dabei untersucht sie die Rechtsfragen, die durch die Reform insbesondere im Hinblick auf die Unabhangigkeit und Legitimation der Aufsichtsagenturen aufgeworfen werden.

Forest Law and Sustainable Development

Addressing Contemporary Challenges Through Legal Reform
Author: N.A
Publisher: World Bank Publications
ISBN: 0821370391
Category: Law
Page: 206
View: 8376
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This book analyzes the wide range of issues that should be taken into account in forest-related legislation. It stresses that forest law must be understood in the context of the broader legal framework governing land use and land tenure, as well as international obligations related to trade, environmental protection, and human rights. The book also pays significant attention to institutional arrangements and governance practices relevant to forests, including decentralization, transparency, and law enforcement. The authors draw extensively on experience from around the world to provide tools for dealing with various forest management challlenges. The authors are experts in the field of forest law. Lawrence C. Christy is a Former Chief, Development Law Service, Legal Office, Food and Agricultre Organization of the United Nations (FAO). Charles E. Di Leva is Chief Counsel, Environmentally and Socially Sustainable Development and International Law Unit (LEGEN), Legal Vice-Presidency, World Bank. Jonathan M. Lindsay is Senior Counsel with LEGEN, Legal Vice-Presidency, World Bank. Patrice Talla Takoukam is Counsel with LEGEN, Legal Vice-Presidency, World Bank.

The Gulf Region

A New Hub of Global Financial Power
Author: John Nugée,Paola Subacchi
Publisher: Chatham House (Formerly Riia)
ISBN: N.A
Category: Business & Economics
Page: 219
View: 8508
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The oil boom of the last three years has accelerated growth in financial market activities across the Gulf region and in Islamic financial and banking activities overall. The countries of the Gulf Cooperation Council (Bahrain, Kuwait, Oman, Qatar, Saudi Arabia, and the UAE) are one of the fastest growing parts of the world economy. Burgeoning wealth has strengthened the demand for more sophisticated financial services. Rising transaction volumes have made a compelling case for building the infrastructure to expand services while justifying the cost. These investments in financial market capability have accelerated the development of a financial services industry in the region and introduced new instruments, prompting banking and financial institutions to set up in the Gulf.This book examines the Gulf region as a financial center and an economic power hub, focusing on its role in the world economy and capital markets. In particular, the authors address the issue of whether wealth alone is enough to create an international financial center. They also assess how many financial centers the Gulf can support and who has the best chance of making the transformation from regional player to global leader. This timely book is the first to provide an overall analysis of the strengths and weaknesses of the region, assessing its global aspirations and exploring long-term trends. "The Gulf region has become the epicentre of economic and financial progress in the Middle East, and a systemic player in the world financial markets. Yet not much is known about the Gulf economies —their financial systems, the wealth they are generating and how they are spending and investing it, and the impact of their growing financial and economic power on the global economy. This book by experts in their respective fields is an important and overdue contribution and a must-read for those with an interest in the Gulf region. For what happens in the Gulf will have a significant influence on the entire Middle East and the international financial markets." —Dr. Mohsin Khan, Director, Middle East and Central Asia Department, International Monetary Fund "This extremely useful book on the financial might of the countries of the Gulf region is essential to understand the rapid rise and development of what is certain to be, very soon, one of the most important financial centers in the world." —Dr. Mario I. Blejer, former director, Centre for Central Banking Studies, Bank of England; former governor, Central Bank of Argentina "This ably edited volume could not have come at a more appropriate time, as the traditional financial markets go through turbulence unseen in decades." —Dr. Abdel Aziz Abu Hamad Aluwaisheg, Minister Plenipotentiary and Director, Economic Integration Department, Gulf Cooperation CouncilContributors include Ahmet Akarli (Goldman Sachs), Alexander Böhmer (OECD), Florence Eid (Pantera Capital LP),Tarek Fadlallah (Nomura), Ghaleb Faidi (ILMAM), Andrea Goldstein (OECD), Daniel Hanna (Standard Chartered Bank), Michael Hume (Lehman Brothers), Stephen Jen (Morgan Stanley),Vanessa Rossi (Chatham House and Oxford Economics), and Andrew Rozanov (State Street Global Advisors).

Land Law Reform

Achieving Development Policy Objectives
Author: N.A
Publisher: World Bank Publications
ISBN: 0821364693
Category: Law
Page: 259
View: 1354
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"Land Law Reform examines the wide-spread efforts to reform land law in developing countries and countries in transition, drawing in particular upon the experience of the World Bank and the Rural Development Institute. The book considers the role of land law reform in the development process and analyzes how the World Bank has sought to support these legal changes in client countries. It reviews the experience with reform of laws affecting land access and rights in achieving gender equity, identifies opportunities for reinforcing environmentally sustainable development through land law reform, and examines from both growth and poverty alleviation perspectives the effectiveness of reforms to formalize property rights and liberalize land markets. The concluding chapter recommends some basic priorities for land law reforms. John W. Bruce is a senior counsel in the Legal Vice-Presidency of the World Bank, and a former director of the Land Tenure Center of the University of Wisconsin-Madison. He has published extensively on land law and land policy in developing countries. Renee Giovarelli, David Bledsoe, Leonard Rolfes, and Robert Mitchell are staff attorneys with the Rural Development Institute of Seattle, Washington, a nonprofit organization that promotes and advises on land-related policy and legal reform in developing and transition countries. All have done fieldwork and advised extensively on land law reform and have published widely on this topic."

Reference Guide to Anti-money Laundering and Combating the Financing of Terrorism


Author: Paul Allan Schott,World Bank
Publisher: World Bank Publications
ISBN: 9780821365137
Category: Business & Economics
Page: 288
View: 5099
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Efforts to launder money and finance terrorism have been evolving rapidly in recent years in response to heightened countermeasures. The international community has witnessed the use of increasingly sophisticated methods to move illicit funds through financial systems across the globe and has acknowledged the need for improved multilateral cooperation to fight these criminal activities. The World Bank and International Monetary Fund have developed this guide to help countries understand the new international standards. It will hopefully serve as a comprehensive source of practical information for countries to fight money laundering and terrorist financing. It discusses the problems caused by these crimes, the specific actions countries need to take to address them, and the role international organizations, such as the Bank and the IMF, play in the process. This guide is a tool for countries to establish and improve their legal and institutional frameworks and their preventive measures according to international standards and best practices. -- From Foreword (p. ix).

Stationery Office Agency Catalogue 2007


Author: Stationery Office
Publisher: Stationery Office/Tso
ISBN: 9780115008603
Category: Business & Economics
Page: 176
View: 4842
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No public library discount on this title.

Colorado Lawyer


Author: N.A
Publisher: N.A
ISBN: N.A
Category: Law
Page: N.A
View: 8131
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Resource Material Series


Author: N.A
Publisher: N.A
ISBN: N.A
Category:
Page: N.A
View: 1689
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MiFID II

Recht, Praxis, Perspektiven
Author: Doris Wohlschlägl-Aschberger
Publisher: Frankfurt School Verlag
ISBN: 3956471245
Category: Law
Page: 498
View: 9654
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Die europäischen Regelungen der MiFID II sowie der MiFIR und der EMIR stellen die Finanzindustrie vor große Herausforderungen. Mit diesen neuen Normen sollen die Transparenz in den Märkten sowie die Effizienz und Integrität der Finanzmärkte erhöht und neue, auch technische Entwicklungen, erfasst werden. Dies wirkt sich grundlegend auf die Produktgestaltung und den Vertrieb der Institute im Besonderen sowie auf die Marktstruktur im Allgemeinen aus. Damit ergeben sich auch Folgen für die geschäftspolitische Positionierung der einzelnen Marktteilnehmer. Das Buch beschreibt die rechtlichen Grundlagen der MiFID II sowohl auf europäischer als auch auf nationaler Ebene. Darauf aufbauend werden die Auswirkungen der Richtlinie auf den Wertpapierhandel und auf Handelsplätze sowie auf die Anlageberatung und für den Anlegerschutz aus Sicht der Institute thematisiert. Zudem werden die Folgen der MiFID II im Zusammenhang mit der Product Governance auf die Kunden- und Produktstruktur analysiert sowie die Wertpapier-Compliance für die Marktteilnehmer beschrieben. Die Autoren stammen aus Finanzinstituten, aus Rechtsanwaltskanzleien sowie der Aufsicht. Sie beschreiben sowohl den Stand der Umsetzung als auch weiterführende Perspektiven für die praktische Implementierung der MiFID II. Das Buch bietet damit einen lösungsorientierten Ein- und Überblick über zentrale Themen sowie einen Ausblick auf die weitere Entwicklung.

Dissertation Abstracts International

The humanities and social sciences
Author: N.A
Publisher: N.A
ISBN: N.A
Category: Humanities
Page: N.A
View: 2372
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Yearbook of International Organizations


Author: N.A
Publisher: N.A
ISBN: N.A
Category: International agencies
Page: N.A
View: 4769
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Beginning in 1983/84 published in 3 vols., with expansion to 6 vols. by 2007/2008: vol. 1--Organization descriptions and cross references; vol. 2--Geographic volume: international organization participation; vol. 3--Subject volume; vol. 4--Bibliography and resources; vol. 5--Statistics, visualizations and patterns; vol. 6--Who's who in international organizations. (From year to year some slight variations in naming of the volumes).

Bowker's Law Books and Serials in Print


Author: N.A
Publisher: N.A
ISBN: N.A
Category: Law
Page: N.A
View: 7568
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ERIC Resources in Education


Author: N.A
Publisher: N.A
ISBN: N.A
Category: Education
Page: N.A
View: 7063
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Legal Evolution and Political Authority in Indonesia

Selected Essays
Author: Daniel S. Lev
Publisher: Martinus Nijhoff Publishers
ISBN: 9789041114211
Category: Law
Page: 349
View: 3089
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For nearly forty years, following the collapse of Indonesia's parliamentary system, Indonesia's once independent legal institutions were transformed into dedicated instruments of a powerful elite and allowed to sink into a deep mire of corruption and malfeasance. Legal process was devastated far beyond the capacity of any simple effort at reconstruction by post-Suharto governments. Indonesia's problems in this respect surpass those of other countries in the region compelled by economic crisis to re-examine institutional structures. The works reprinted in this collection constitute a case study over time of legal decay and the rise of reform interests in one of the most complex countries in the world. Written during a period of more than thirty years, beginning in the early 1960s, the essays trace several themes in the legal history of modern Indonesia. They make clear, however, that legal history is seldom that alone, but rather, like law itself, is largely derivative, fundamentally imbedded in the interest, ideas, purposes, and contentions of local political, social, and economic power.

American Book Publishing Record


Author: N.A
Publisher: N.A
ISBN: N.A
Category: American literature
Page: N.A
View: 1861
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Das allgemeine Verwaltungsrecht als Ordnungsidee

Grundlagen und Aufgaben der verwaltungsrechtlichen Systembildung
Author: Eberhard Schmidt-Aßmann
Publisher: Springer-Verlag
ISBN: 3662064464
Category: Law
Page: 382
View: 7807
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Die Teilung der Erde


Author: Friedrich Schiller
Publisher: N.A
ISBN: 9783934029446
Category:
Page: 24
View: 5445
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